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Pricing

This is the listing of our costs and fees to have access to our RIA, tools, and technology services. Providers are subject to change based on the needs of the RIA and our Advisors. 

Base Access Fee:

This is the recurring fee the lead registered Advisor pays for their firm to have access to and use our RIA platform. This fee includes coverage for but is not limited to Books & Records, Supervisory Teams, Communications Surveillance & Archiving, Annual Supervisory visits, and E&O.

Data Usage:

This covers the primary technology stack support and connections. This is based on the amount of accounts IARs and Firms have associated with the RIA. Accounts are defined as any account with a Custodial arrangement, Third Party Money Manager, Solicitor Agreement, Financial Planning Engagement, or any other client engagement that requires supervision by the RIA of the activity inside of stated accounts.

Additional Advisors in Practice:

This will be charged for each additional licensed person in your office besides the practice lead. We do bill the other referenced fees on other members of your practice. 

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Use our provided calcualtor get an estimate of pricing with us.

 When you want to learn more, please reach out!

Set sail on your independent voyage today.

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2412 Irwin Street

Melbourne, FL 32901

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This website is for informational purposes only and does not constitute investment advice nor a solicitation to buy or sell any security or engage in a particular investment strategy. Advisory services offered through Rossby Financial, LLC, a Registered Investment Adviser with the U.S. Securities and Exchange Commission. Information contained herein is provided by sources deemed to be reliable; however, accuracy and completeness cannot be guaranteed. All investing involves risk, including the possible loss of principal. Results are not guaranteed, as past performance does not indicate future results. Rossby Financial, LLC and its affiliates do not provide tax or legal advice. 

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Securities offered by Registered Representatives through Private Client Services, Member FINRA/ SIPC. Advisory products and services offered by Investment Advisory Representatives through Rossby Financial, a Registered Investment Advisor. Private Client Services, Rossby Financial, LLC are unaffiliated entities.

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Our Advisors are Securities Registered in the following states: FL, MD, MA, MI, NC, OH, OR, PA, TX, VA, WV

Our Advisors offer advisory products and services in the following states: AZ, CA, CO, DE, DC, FL, GA, ID, IL, LA, MD, MA, MI, NH, NJ, NM, NY, NC, OH, OR, PA, SC, TX, VA, WA, WV

© 2024 by Rossby Financial, LLC.

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