Pricing
This is the listing of our costs and fees to have access to our RIA, tools, and technology services. Providers are subject to change based on the needs of the RIA and our Advisors.
Base Access Fee:
This is the recurring fee the lead registered Advisor pays for their firm to have access to and use our RIA platform. This fee includes coverage for but is not limited to Books & Records, Supervisory Teams, Communications Surveillance & Archiving, Annual Supervisory visits, and E&O.
Base with Tech Group:
This additional cost will give you access to predetermined programs by the RIA including but not limited to a CRM, Financial Planning Tool, Texting Program. Rossby will be the program administrator of these programs on your behalf but not administrative assistance.
Data Usage:
This covers the primary technology stack support and connections. This is based on the amount of accounts IARs and Firms have associated with the RIA. Accounts are defined as any account with a custodial arrangement. Third Party Money Manager, financial planning engagement, or any other client engagement that requires supervision by the RIA of the activity inside of stated accounts.
Additional Advisors in Practice:
This will be charged for each additional licensed person in your office besides the practice lead. We do bill the other referenced fees on other members of your practice.
